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Simpson’s Bias in NLP Training

Author: Fei Yuan ( University of Electronic Science and Technology of China), Zhang Longtu, Huang Bojun, Yaobo Liang ( Microsoft Research Asia)

ABSTRACT

In most machine learning tasks, we evaluate a model M on a given data population S by measuring a population-level metric F(S;M). Examples of such evaluation metric F include precision/recall for (binary) recognition, the F1 score for multi-class classification, and the BLEU metric for language generation. On the other hand, the model M is trained
by optimizing a sample-level loss G(St;M) at each learning step t, where St is a subset of S (a.k.a. the mini-batch). Popular choices of G include cross-entropy loss, the Dice loss,
and sentence-level BLEU scores. A fundamental assumption behind this paradigm is that the mean value of the samplelevel loss G, if averaged over all possible samples, should effectively represent the population-level metric F of the task, such as, that E[G(St;M)] ≈ F(S;M). In this paper, we systematically investigate the above assumption in several NLP tasks. We show, both theoretically and experimentally, that some popular designs of the sample-level loss G may be inconsistent with the true population-level
metric F of the task, so that models trained to optimize the former can be substantially sub-optimal to the latter, a phenomenon we call it, Simpson’s bias, due to its deep connections with the classic paradox known as Simpson’s reversal paradox in statistics and social sciences.

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